Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Rickey is a financial professional with over two years of experience in the industry. David is currently registered with The O.n. Equity Sales Co. and holds the Series 6 and SIE licenses. David has been registered with The O.n. Equity Sales Co. since 2019, and prior to that was registered with The O.N. Equity Sales Company from 2016 to 2018. David is not currently registered with any state or the IA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
OH
09/10/2019 - Present
THE O.n. Equity Sales Co. (Cincinnati OH)
OH
08/16/2016 - 09/18/2018
THE O.N. EQUITY SALES COMPANY (Blue Ash OH)
BC
Issued 09/18/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/11/2016
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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