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David junqing Dong

NI Advisors

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About David junqing Dong

David junqing Dong is a financial professional with over 15 years of experience in the industry. David junqing Dong is currently registered with Ni Advisors and holds the Series 66, Series 7 and SIE licenses. David junqing Dong was previously registered with White Pacific Securities, Inc. David junqing Dong's primary area of focus is financial planning and portfolio management for individuals. David junqing Dong provides a range of services including selection of other advisors and is registered with FINRA and the state of California.

Firm Information

David junqing Dong is currently registered with NI Advisors. NI Advisors is a registered investment advisor headquartered in California with a focus on financial planning, portfolio management for individuals, and selection of other advisors. They have been operating since 2005 and serve high-net-worth individuals and other individuals. They manage approximately $3.6 million in assets across 7 accounts.

$3.56M

Assets Under Management

Not reported

Total Clients

32

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Share fees with third party asset managers

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David junqing Dong’s Registration & Firm History

CA

11/10/2006 - Present

NI Advisors (MILPITAS CA)

CA

09/23/2004 - 11/03/2006

WHITE PACIFIC SECURITIES, INC. (SAN FRANCISCO CA)

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Licenses & Designations

BOTH

Issued 10/04/2004

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/22/2004

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for David junqing Dong.
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