Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Livingston is a financial advisor with over 27 years of experience in the industry. David has held positions at various firms, including UBS Financial Services Inc., Fleet Securities, Inc., RZB Securities LLC, ANZ Securities, Inc. and ANZ McCaughan Securities (USA) Inc. David currently works at Morgan Stanley. David holds the Series 31, Series 55, Series 63, Series 66, and Series 7 licenses. David specializes in asset allocation advice, financial planning, pension consulting, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NY
05/15/2020 - Present
Morgan Stanley (New York NY)
NY
06/20/2002 - 12/22/2014
UBS FINANCIAL SERVICES INC. (NEW YORK NY)
TX
03/29/2000 - 09/27/2001
FLEET SECURITIES, INC. (DALLAS TX)
NY
10/14/1999 - 03/17/2000
RZB SECURITIES LLC (NEW YORK NY)
NY
01/17/1995 - 11/20/1998
ANZ SECURITIES, INC. (NEW YORK NY)
NA
08/24/1993 - 12/31/1994
ANZ MCCAUGHAN SECURITIES (USA) INC
BOTH
Issued 07/01/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/30/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/15/2006
Series 31 - Futures Managed Funds Examination
BC
Issued 04/11/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 08/23/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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