Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Zuniga is a financial advisor with LPL Financial LLC. David has been in the financial industry since 2013. David holds the Series 63, Series 7 and the SIE licenses. David is registered with the state of California. David's office is located in Anaheim Hills, California. Previously, David worked at PFS INVESTMENTS INC., MORGAN STANLEY SMITH BARNEY and QUEST CAPITAL STRATEGIES, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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CA
08/31/2015 - Present
LPL Financial LLC (ANAHEIM HILLS CA)
CA
05/12/2014 - 09/01/2015
PFS INVESTMENTS INC. (ONTARIO CA)
CA
07/23/2012 - 09/21/2012
MORGAN STANLEY SMITH BARNEY (SHERMAN OAKS CA)
CA
10/19/2011 - 05/22/2012
QUEST CAPITAL STRATEGIES, INC. (LAGUNA HILLS CA)
BC
Issued 05/11/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/18/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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