Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Joseph Watson is a financial advisor with Raymond James & Associates, Inc. David has over 20 years of experience in the financial industry. David is registered with the Financial Industry Regulatory Authority (FINRA) and holds Series 4, 7, 9, 10, 24, 52, 53, 63, and 66 licenses. David has worked with clients of all types, including individuals, families, businesses, and institutions. David is committed to providing his clients with personalized financial advice and strategies that are designed to help them achieve their financial goals. David previously worked with MML Investors Services, LLC, MSI Financial Services, Inc., New England Securities, Tower Square Securities, Inc., Walnut Street Securities, Inc., MetLife Investors Distribution Company, LPL Financial Corporation, Merrill Lynch, Pierce, Fenner & Smith Incorporated, The Investment Center, Inc., Ameritrade, Inc., IClearing LLC, ICapital Markets LLC, Datek Online Financial Services LLC, and Datek Online Brokerage Services LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
06/25/2024 - Present
Raymond James & Associates, Inc. (ST. PETERSBURG FL)
NJ
03/25/2017 - 06/20/2024
MML INVESTORS SERVICES, LLC (Warren NJ)
NJ
04/14/2009 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (SOMERSET NJ)
NY
07/13/2011 - 01/02/2015
NEW ENGLAND SECURITIES (NEW YORK NY)
CA
07/13/2011 - 09/09/2013
TOWER SQUARE SECURITIES, INC. (EL SEGUNDO CA)
CA
07/13/2011 - 09/09/2013
WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)
NY
08/08/2011 - 03/28/2012
METLIFE INVESTORS DISTRIBUTION COMPANY (NEW YORK CITY NY)
NJ
01/02/2009 - 04/09/2009
LPL FINANCIAL CORPORATION (PENNINGTON NJ)
NJ
12/15/2005 - 11/24/2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PENNINGTON NJ)
NJ
02/17/2004 - 12/02/2005
THE INVESTMENT CENTER, INC. (BRIDGEWATER NJ)
NE
10/18/2002 - 04/14/2003
AMERITRADE, INC. (OMAHA NE)
NE
09/25/2001 - 11/22/2002
ICLEARING LLC (OMAHA NE)
NE
09/25/2001 - 11/19/2002
ICAPITAL MARKETS LLC (OMAHA NE)
NJ
06/30/2001 - 10/30/2002
DATEK ONLINE FINANCIAL SERVICES LLC (JERSEY CITY NJ)
NE
07/06/2000 - 06/30/2001
DATEK ONLINE BROKERAGE SERVICES LLC (OMAHA NE)
BOTH
Issued 08/01/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/24/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/15/2019
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/27/2006
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/29/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/13/2000
Series 4 - Registered Options Principal Examination
BC
Issued 09/19/2000
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/05/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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