Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Joseph Viera is a financial advisor with Empower Financial Services, Inc. David has been in the financial services industry since 2013. He is registered to offer securities products in 46 states and has passed the Series 6, 7TO, and SIE exams. David previously worked at J.P. MORGAN SECURITIES LLC and NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CO
06/13/2024 - Present
Empower Financial Services, Inc. (GREENWOOD VILLAGE CO)
FL
07/09/2019 - 12/06/2023
J.P. MORGAN SECURITIES LLC (SARASOTA FL)
FL
12/17/2012 - 03/19/2019
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (SARASOTA FL)
BC
Issued 03/02/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/13/2024
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/15/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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