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David Joseph Tofig

Allstate Financial Services, LLC

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About David Joseph Tofig

David Tofig is a registered representative with Allstate Financial Services, LLC. David has been in the securities industry since March 4, 2009. David is registered with the state of California, Colorado, New York, North Carolina and Oregon. David holds the Series 63, Series 66, Series 7 and SIE securities licenses.

Firm Information

David Tofig is currently registered with Allstate Financial Services, LLC. Allstate Financial Services, LLC, is a Limited Liability Company formed in November 1999. The firm is registered in all 50 states and the District of Columbia.

Not reported

Assets Under Management

Not reported

Total Clients

4,147

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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David Tofig’s Registration & Firm History

CA

01/11/2010 - Present

Allstate Financial Services, LLC (SAN JOSE CA)

NE

11/16/2004 - 08/25/2005

ALLSTATE FINANCIAL SERVICES, LLC (LINCOLN NE)

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Licenses & Designations

BC

Issued 12/22/2009

Series 63 - Uniform Securities Agent State Law Examination

BOTH

Issued 08/03/2004

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/09/2010

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for David Joseph Tofig.
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