Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Joseph Teolis is a registered representative with Merrill Lynch, Pierce, Fenner & Smith Inc. in Greenwich, CT. David has been in the securities industry since February 6, 2012. David has worked at Merrill Lynch since June 2017 and has previously worked at Lehman Brothers Inc., Nomura Securities International, Inc. and Bank of America, N.A. David has passed the Series 7, SIE, and Series 66 examinations. He is registered with the state of Connecticut and is licensed as an investment advisor. David has several years of experience in the financial industry. He has a wide range of experience in the investment industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CT
11/21/2017 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (GREENWICH CT)
NY
02/25/1993 - 08/03/1995
NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)
NY
10/26/1989 - 12/18/1992
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
10/26/1989 - 12/18/1992
LEHMAN GOVERNMENT SECURITIES INC.
NA
10/26/1989 - 12/18/1992
LEHMAN SPECIAL SECURITIES INC.
BOTH
Issued 10/31/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/02/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/08/2017
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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