Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Joseph Spano is a financial advisor with over 30 years of experience in the industry. David is a Certified Financial Planner® and is currently registered with Annex Wealth Management, LLC. Prior to joining Annex Wealth Management, LLC, David was registered with H. Beck, Inc., SII Investments, Inc., Wellington Investment Services Corp., and FSC Securities Corporation. David has extensive experience providing financial planning and investment advice to individuals, families, businesses, and charitable organizations. David is committed to providing personalized financial guidance and helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consultation for a fee
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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WI
12/03/2004 - Present
Annex Wealth Management, LLC (BROOKFIELD WI)
WI
12/18/2009 - 05/10/2019
H. BECK, INC. (ELM GROVE WI)
WI
10/12/1995 - 12/18/2009
SII INVESTMENTS, INC. (BROOKFIELD WI)
WI
01/09/1989 - 10/19/1995
WELLINGTON INVESTMENT SERVICES CORP. (BROOKFIELD WI)
NA
06/21/1988 - 01/17/1989
FSC SECURITIES CORPORATION
IA
Issued 12/20/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/30/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/08/2002
Series 4 - Registered Options Principal Examination
BC
Issued 08/14/1996
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/18/1988
Series 7 - General Securities Representative Examination
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Inactive
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