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David Joseph Shoemaker

Kestra Investment Services, LLC

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About David Joseph Shoemaker

David Shoemaker is a financial advisor with over 30 years of experience in the industry. David is currently registered with Kestra Investment Services, LLC and has been with the firm since January 2018. Prior to that, David was with PROEQUITIES, INC. from September 2011 to December 2017. David has a broad range of experience in the financial services industry and is committed to providing his clients with personalized financial advice.

Firm Information

David Shoemaker is currently registered with Kestra Investment Services, LLC. Kestra Investment Services, LLC is a Limited Liability Company formed in September 2014 and is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has been involved in 14 regulatory events and 2 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

302

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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David Shoemaker’s Registration & Firm History

TN

01/03/2018 - Present

Kestra Investment Services, LLC (Memphis TN)

TN

09/22/2011 - 12/31/2017

PROEQUITIES, INC. (CORDOVA TN)

TN

04/01/2003 - 04/07/2011

CLARK SECURITIES, INC. (CORDOVA TN)

MO

06/16/1994 - 03/31/2003

FIRST HEARTLAND CAPITAL, INC. (LAKE ST. LOUIS MO)

NA

04/14/1994 - 05/06/1994

FIRST HEARTLAND CAPITAL, INC.

CA

09/03/1991 - 04/14/1994

WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)

NA

10/06/1988 - 08/08/1990

FIRSTMONEY SECURITIES CORPORATION

NA

10/03/1988 - 10/24/1988

UNION PLANTERS INVESTMENT BANKERS GROUP, INC.

NA

06/09/1986 - 10/03/1988

UMIC, INC.

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Licenses & Designations

BC

Issued 04/01/1987

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/24/1986

Series 3 - National Commodity Futures Examination

BC

Issued 05/17/1986

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for David Joseph Shoemaker.
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