Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Joseph Ptacek is a financial advisor at LPL Financial LLC, a large firm with more than $50 billion in assets under management. David is also registered with TA-Check Financial Ltd., an independent investment advisor firm. David has been working in the financial industry since 1994 and has a wide range of experience in providing financial advice to individuals, businesses, and institutions. David holds a variety of securities licenses and has a proven track record of success.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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OH
11/18/2024 - Present
LPL Financial LLC (FAIRVIEW PARK OH)
OH
08/29/2007 - 02/14/2018
SII INVESTMENTS, INC. (PARMA OH)
OH
02/11/1997 - 08/28/2007
FSC SECURITIES CORPORATION (FAIRVIEW PARK OH)
AZ
12/21/1994 - 02/03/1997
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
BC
Issued 09/11/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/24/2005
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 04/04/1997
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/14/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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