Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Prushan is a financial professional with over 38 years of experience in the industry. David is currently registered with Cetera Investment Advisers LLC and has held prior registrations with various firms including First Allied Securities, Inc., Round Hill Securities, Inc., The Key Group Inc., and Paine Webber Incorporated. David holds multiple licenses and certifications, including Series 4, Series 7, Series 24, Series 63, Series 65, and SIE. David's specializations include financial planning, pension consulting, educational seminars, and portfolio management. He has a strong background in serving high-net-worth individuals, corporations, and charitable organizations. David is dedicated to providing personalized financial advice to help clients achieve their financial goals.
FRANKLIN LAKES, NJ
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NJ
11/12/2020 - Present
Cetera Investment Advisers LLC (FRANKLIN LAKES NJ)
NJ
06/13/2005 - 09/08/2022
FIRST ALLIED SECURITIES, INC. (Franklin Lakes NJ)
CA
08/26/1999 - 06/13/2005
ROUND HILL SECURITIES, INC. (ALAMO CA)
NJ
06/17/1997 - 09/07/1999
THE KEY GROUP INC. (RAMSEY NJ)
NJ
01/10/1994 - 06/16/1997
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
12/11/1990 - 01/12/1994
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
03/07/1988 - 01/07/1991
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
09/09/1987 - 03/07/1988
E. F. HUTTON & COMPANY INC
NA
06/13/1984 - 09/18/1987
ALL-VEST SECURITIES, INC.
NA
12/08/1983 - 02/02/1984
SOUTHEAST SECURITIES OF FLORIDA, INC.
NA
04/19/1983 - 05/19/1983
BLINDER, ROBINSON & CO.,INC.
IA
Issued 12/28/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/27/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 8/6/2008
Series 4 - Registered Options Principal Examination
BC
Issued 12/20/2005
Series 24 - General Securities Principal Examination
BC
Issued 1/2/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 4/16/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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