Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Peters is a financial advisor who has been in the industry since August 15, 2019. David is currently registered with Sammons Financial Network, LLC, and holds a Series 7TO, Series 66 and SIE license. David is licensed in Iowa. Prior to joining Sammons Financial Network, LLC, David worked at Thrivent Investment Management Inc.. David’s experience and knowledge of the financial industry enables David to provide valuable guidance to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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IA
09/21/2021 - Present
Sammons Financial Network, LLC (WEST DES MOINES IA)
IA
08/09/2019 - 09/13/2021
THRIVENT INVESTMENT MANAGEMENT INC. (Johnston IA)
BOTH
Issued 08/28/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/09/2019
Series 7TO - General Securities Representative Examination
BC
Issued 07/17/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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