Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Novick is a financial advisor with over 25 years of experience in the industry. David has been a Registered Representative and Investment Advisor Representative since 1996. David's current affiliations are with Cambridge Investment Research Advisors, Inc. and Cambridge Investment Research, Inc. David is also a Certified Financial Planner and Chartered Financial Consultant.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
PA
02/02/2021 - Present
Cambridge Investment Research Advisors, Inc. (Newton PA)
PA
09/30/2011 - 09/20/2019
THE INVESTMENT CENTER, INC. (YARDLEY PA)
PA
11/26/2003 - 10/12/2011
HORNOR, TOWNSEND & KENT, INC. (YARDLEY PA)
NY
07/29/2003 - 11/11/2003
NEW ENGLAND SECURITIES (NEW YORK NY)
MA
04/03/2001 - 06/16/2003
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
04/03/2001 - 06/16/2003
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
NJ
09/17/1999 - 12/22/2000
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
04/03/1997 - 08/27/1999
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (NEWARK NJ)
MN
02/20/1996 - 02/04/1997
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
02/20/1996 - 02/04/1997
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
IA
Issued 09/23/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/13/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/10/2000
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/16/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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