Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Moix is a financial professional with over 40 years of experience in the financial services industry. David is currently registered with Stephens and has been with the firm since June of 1990. Previously, David was registered with FIRSTMONEY SECURITIES CORPORATION, FIRST AFFILIATED SECURITIES, INC., WILLIAM M. CADDEN & CO., INC. and BRITTENUM & ASSOCIATES, INC. David holds a number of securities licenses, including Series 3, 7, 9, 10, 24, 53, 55, 57TO and SIE, and has a broad range of experience providing financial advice and investment management services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
AR
06/21/1990 - Present
Stephens (LITTLE ROCK AR)
NA
02/11/1987 - 11/08/1989
FIRSTMONEY SECURITIES CORPORATION
NA
09/16/1985 - 03/09/1987
FIRST AFFILIATED SECURITIES, INC.
NA
03/27/1985 - 09/19/1985
WILLIAM M. CADDEN & CO., INC.
NA
03/22/1983 - 04/04/1985
BRITTENUM & ASSOCIATES, INC.
BC
Issued 03/23/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/06/2022
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/20/2007
Series 53 - Municipal Securities Principal Examination
BC
Issued 06/01/2007
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/21/2011
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 06/09/1987
Series 3 - National Commodity Futures Examination
BC
Issued 03/19/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure David Moix is the right advisor for you? Invested Better is here to help.
