Unclaimed
David Messaline is a financial advisor with RBC Capital Markets, LLC. David has been in the securities industry since May 21, 1970. David has a Series 7, Series 63, Series 65, and Series 15 license. Prior to joining RBC Capital Markets, LLC, David was employed by Tucker Anthony Incorporated, Merrill Lynch, Pierce, Fenner & Smith Incorporated, White, Weld & Co., Incorporated, and Hornblower & Weeks - Hemphill, Noyes Incorporated. David is registered in 23 states including Arizona, California, Colorado, Connecticut, District of Columbia, Florida, Georgia, Indiana, Maine, Massachusetts, Minnesota, New Hampshire, New Jersey, New York, North Carolina, Rhode Island, South Carolina, Tennessee, Texas, Vermont, and Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MA
03/06/2017 - Present
RBC Capital Markets, LLC (BOSTON MA)
MA
05/22/1970 - 03/09/2002
TUCKER ANTHONY INCORPORATED (BOSTON MA)
NA
09/26/1978 - 03/01/1979
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
NA
01/15/1975 - 03/01/1979
WHITE, WELD & CO. INCORPORATED
NA
02/01/1973 - 01/15/1975
WHITE, WELD & CO., INCORPORATED
NA
06/01/1970 - 02/15/1973
HORNBLOWER & WEEKS - HEMPHILL, NOYES INCORPORATED
IA
Issued 01/06/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/17/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/25/1985
Series 15 - Foreign Currency Options Examination
BC
Issued 04/29/1980
PC - AMEX Put and Call Exam
BC
Issued 05/22/1970
Series 000 - General Securities Principal Examination
BC
Issued 05/22/1970
Series 1 - Registered Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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