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David Joseph Markey

Brean Capital, LLC

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About David Joseph Markey

David Markey is a financial professional with over 20 years of experience in the industry. David currently holds a Series 7, Series 99 and a SIE license and is registered with Brean Capital, LLC. David has previously held positions at Hunt Financial Securities, Jefferies LLC, Credit Suisse Securities (USA) LLC, HSBC Securities (USA) Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated.

Firm Information

David Markey is currently registered with Brean Capital, LLC. Brean Capital, LLC is a Limited Liability Company formed on February 3, 2000. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

83

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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David Markey’s Registration & Firm History

NY

11/21/2018 - Present

Brean Capital, LLC (Uniondale NY)

NY

03/01/2017 - 01/29/2019

HUNT FINANCIAL SECURITIES (Rye Brook NY)

NY

08/27/2012 - 02/12/2016

JEFFERIES LLC (NEW YORK NY)

NY

10/28/2004 - 03/28/2008

CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)

NY

03/13/2002 - 01/15/2003

HSBC SECURITIES (USA) INC. (NEW YORK CITY NY)

NY

12/01/2000 - 05/18/2001

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/24/2012

Series 99 - Operations Professional Examination

BC

Issued 11/30/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for David Joseph Markey.
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