Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Joseph Lamb is a financial professional with over 20 years of experience in the industry. David is a Registered Representative with Nuveen Securities, LLC. David's current registration is active in both the Series 7, 3 and SIE exams. David is also a General Securities Principal (Series 24) and holds the Series 79TO exam. David has been with Nuveen Securities, LLC since 10/25/1999. David is located at the firm's Chicago, IL branch office.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
IL
10/25/1999 - Present
Nuveen Securities, LLC (CHICAGO IL)
BC
Issued 11/16/1999
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/22/1999
Series 7 - General Securities Representative Examination
BC
Issued 10/26/1987
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
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