Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Kriz is a financial professional with over 15 years of experience in the financial services industry. David is currently registered with The Leaders Group, Inc. in Colorado. Prior to joining The Leaders Group, Inc., David was employed with Transamerica Capital, Inc., Jackson National Life Distributors LLC, and AXA Advisors, LLC. David holds a Series 65, Series 66, Series 7, Series 7TO, Series 26 and SIE. David is committed to providing his clients with personalized financial advice and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CO
08/14/2023 - Present
THE Leaders Group, Inc. (LITTLETON CO)
CO
08/23/2016 - 10/14/2020
TRANSAMERICA CAPITAL, INC. (DENVER CO)
CO
12/04/2007 - 08/23/2016
JACKSON NATIONAL LIFE DISTRIBUTORS LLC (DENVER CO)
CO
06/13/2005 - 11/02/2007
AXA ADVISORS, LLC (DENVER CO)
IA
Issued 03/01/2013
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 08/13/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/08/2023
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 07/08/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/11/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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