Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Konrad is a financial professional with over 20 years of experience in the industry. David has a Series 7, Series 24, Series 63 and Series 87 licenses. David Konrad is currently registered with Keefe, Bruyette & Woods, Inc. in New York. David Konrad was previously registered with D.A. Davidson & Co. and Macquarie Capital (USA) Inc. David Konrad has worked in New York for the majority of their career.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
05/25/2021 - Present
Keefe, Bruyette & Woods, Inc. (NEW YORK NY)
NY
11/14/2019 - 05/11/2021
D.A. DAVIDSON & CO. (NEW YORK NY)
NY
03/15/2013 - 10/02/2019
MACQUARIE CAPITAL (USA) INC. (NEW YORK NY)
NY
10/28/2002 - 02/26/2013
KEEFE, BRUYETTE & WOODS, INC. (NEW YORK NY)
BC
Issued 11/11/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/13/2008
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/17/2004
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 10/25/2002
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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