linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

David Joseph Kleiman

Houlihan Lokey Capital, Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you David? Claim Your Profile

About David Joseph Kleiman

David Kleiman is a financial professional registered with Houlihan Lokey Capital, Inc. in New York. David has passed the SIE, Series 79TO and Series 63 exams. David has been in the financial industry since August 6, 2023 and is currently employed by Houlihan Lokey Capital, Inc..

Firm Information

David Kleiman is currently registered with Houlihan Lokey Capital, Inc.. Houlihan Lokey Capital, Inc. is a Corporation formed on January 9, 1996, and is registered in all 50 states and the District of Columbia. The firm has been approved for registration with the Securities and Exchange Commission (SEC).

Not reported

Assets Under Management

Not reported

Total Clients

651

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

David Kleiman’s Registration & Firm History

NY

08/07/2023 - Present

Houlihan Lokey Capital, Inc. (NEW YORK NY)

Not sure if David Joseph Kleiman is right for you?

Licenses & Designations

BC

Issued 08/14/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/07/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 04/21/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for David Joseph Kleiman.
Not sure if David Joseph Kleiman is right for you?