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David Joseph Kenny

Tapp Engine Securities

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About David Joseph Kenny

David Kenny is a financial advisor with over 20 years of experience in the industry. David is currently registered with Tapp Engine Securities in Quincy, MA and is also registered in Massachusetts. David previously worked at Winslow, Evans & Crocker, Inc., Commonwealth Financial Network, Dean Witter Reynolds Inc., and Investment Management & Research, Inc. David has a strong background in investments and is well-equipped to help clients with their financial planning needs.

Firm Information

David Kenny is currently registered with Tapp Engine Securities. Tapp Engine Securities is a Limited Liability Company that was formed on June 17, 2020. The firm is registered in Arizona, Colorado, Florida, Idaho, Massachusetts, Michigan, Minnesota, New Hampshire, Pennsylvania, Texas, Washington, and Wyoming. It is also registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

4

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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David Kenny’s Registration & Firm History

MA

06/16/2022 - Present

Tapp Engine Securities (QUINCY MA)

MA

04/04/2011 - 04/03/2019

WINSLOW, EVANS & CROCKER, INC. (BOSTON MA)

MA

11/24/1997 - 03/31/2011

COMMONWEALTH FINANCIAL NETWORK (WALTHAM MA)

NY

04/11/1995 - 07/21/1995

DEAN WITTER REYNOLDS INC. (PURCHASE NY)

FL

05/18/1994 - 04/18/1995

INVESTMENT MANAGEMENT & RESEARCH, INC (ST. PETERSBURG FL)

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Licenses & Designations

BC

Issued 01/31/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/29/2023

Series 24 - General Securities Principal Examination

BC

Issued 11/19/2022

Series 4 - Registered Options Principal Examination

BC

Issued 03/10/2011

Series 53 - Municipal Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/20/2000

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 11/21/1997

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for David Joseph Kenny.
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