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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Keller is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. located in MIDDLETOWN, NY. David has been in the industry since February 1, 2014. David has a broad range of experience, having worked for Edward Jones and Bank of America, N.A. David is licensed to sell securities in 31 states and is registered as an investment advisor representative in 3 states. David specializes in providing financial and investment advice to individuals, businesses, pension and profit-sharing plans, insurance companies, and charitable organizations. David's areas of specialization include: Portfolio Management for Businesses, Portfolio Management for Individuals, Pension Consulting, and Educational Seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
07/28/2016 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (MIDDLETOWN NY)
NY
01/07/2014 - 04/07/2015
EDWARD JONES (CORTLANDT MANOR NY)
BOTH
Issued 01/24/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/07/2014
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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