linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

David Joseph Horne

Northwestern Mutual Investment Services, LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you David? Claim Your Profile

About David Joseph Horne

David Horne is a financial advisor with over 30 years of experience in the financial services industry. David has been with Northwestern Mutual Investment Services, LLC since 1987 and is currently registered with the firm in Wisconsin. Prior to joining Northwestern Mutual, David was an investment advisor representative for Robert W. Baird & Co. Incorporated from 1988 to 2002. David holds the Series 6, 7, and 63 securities licenses and the Series 65 investment advisor license. David also holds a 33 1/3 % ownership stake in MHF LLC, a legal entity established for payroll and expenses. David offers investment research and referrals to other advisers.

Firm Information

David Horne is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

fixed fees

Set rates for specific services, regardless of time or assets managed.

check

other

Referral fees

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

David Horne’s Registration & Firm History

WI

11/07/2023 - Present

Northwestern Mutual Investment Services, LLC (MEQUON WI)

WI

04/22/1988 - 01/01/2002

ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)

Not sure if David Joseph Horne is right for you?

Licenses & Designations

IA

Issued 04/05/2000

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 11/04/1988

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/22/2006

Series 7 - General Securities Representative Examination

BC

Issued 02/02/1987

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 4 public disclosures for David Joseph Horne. Review regulatory record here.
Not sure if David Joseph Horne is right for you?