Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Joseph Flood is a financial advisor with Janney Montgomery Scott LLC. David has been in the financial industry since 2002. David holds the Series 4, 7, 24, 57TO, 63, and SIE licenses. David is registered in 53 states and the District of Columbia. David specializes in providing financial planning, pension consulting, educational seminars, and portfolio management services to high-net-worth individuals, corporations or other businesses, pension and profit sharing plans, and charitable organizations. David's previous experience includes working with Vanguard Marketing Corporation and Edward Jones.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fee plus commission
1
2
PA
07/13/2021 - Present
Janney Montgomery Scott LLC (PHILADELPHIA PA)
PA
03/18/2003 - 07/16/2021
VANGUARD MARKETING CORPORATION (MALVERN PA)
MO
08/12/2002 - 01/29/2003
EDWARD JONES (ST. LOUIS MO)
BC
Issued 08/19/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/01/2023
Series 4 - Registered Options Principal Examination
BC
Issued 12/30/2022
Series 24 - General Securities Principal Examination
BC
Issued 08/06/2021
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/09/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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