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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Joseph Fasano is a financial advisor with Cetera Investment Advisers LLC. David is a registered investment advisor and has been in the industry since January 4, 1998. David is based in Ft. Lauderdale, Florida, and is associated with the Cetera Investment Advisers LLC branch located at 3201 Griffin Rd, Suite# 400, Ft Lauderdale, FL 33312. David has worked with Cetera Investment Advisers LLC since January 2008 and previously worked with Hochman & Baker Securities, Inc. in Stamford, CT, from January 5, 1998, to June 30, 2004. David offers various financial advisory services, including financial planning, portfolio management for individuals and businesses, pension consulting, and educational seminars. David also holds several certifications, including the Series 6, Series 63, and Series 65 licenses. David is licensed to offer investment advice in Florida, Massachusetts, and Nevada.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
FL
01/02/2008 - Present
Cetera Investment Advisers LLC (FT LAUDERDALE FL)
CT
01/05/1998 - 06/30/2004
HOCHMAN & BAKER SECURITIES, INC. (STAMFORD CT)
IA
Issued 12/21/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/12/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 1/3/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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