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David Joseph Cowley

Fidelity Brokerage Services LLC

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About David Joseph Cowley

David Cowley is a financial professional with over 2 years of experience in the industry. David is currently registered with Fidelity Brokerage Services LLC as a Series 7TO, Series 63 and SIE licensed representative and offers financial advice across 53 states. David has a proven track record of success in providing financial guidance and investment solutions to clients.

Firm Information

David Cowley is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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David Cowley’s Registration & Firm History

UT

03/02/2021 - Present

Fidelity Brokerage Services LLC (SALT LAKE CITY UT)

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Licenses & Designations

BC

Issued 05/13/2021

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/02/2021

Series 7TO - General Securities Representative Examination

BC

Issued 01/07/2021

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are 3 public disclosures for David Joseph Cowley. Review regulatory record here.
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