Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Coppola is a financial advisor with LPL Financial LLC based in Waterbury, CT. David has over 10 years of experience in the financial services industry. David has experience working with a range of clients, including individuals, families, businesses, and institutions. David is registered to provide investment advice in Connecticut. David is also registered to provide securities-related services in Connecticut.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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CT
05/15/2018 - Present
LPL Financial LLC (WATERBURY CT)
NY
08/30/2017 - 06/07/2018
CITIGROUP GLOBAL MARKETS INC. (MOUNT KISCO NY)
CT
09/10/2015 - 08/30/2017
J.P. MORGAN SECURITIES LLC (WILTON CT)
CT
10/11/2011 - 08/24/2015
LPL FINANCIAL LLC (MILFORD CT)
CT
10/03/2008 - 10/11/2011
UVEST FINANCIAL SERVICES GROUP, INC. (CHESHIRE CT)
CT
09/13/2007 - 09/23/2008
MML INVESTORS SERVICES, INC. (SOUTHBURY CT)
IA
Issued 02/13/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/02/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/12/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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