Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Joseph Chase is a financial advisor with over 15 years of experience in the industry. He has a Series 66, Series 31 and Series 7 license. David is currently registered with Wells Fargo Clearing Services, LLC in Illinois and Texas. David has also previously worked for Credit Suisse Securities (USA) LLC and Sanford C. Bernstein & Co., LLC. David's experience includes providing investment consulting services to institutional clients, as well as financial planning and portfolio management for individuals and businesses. David is a board member of the Hinsdale Community House and is involved in its investment related activities. He is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
01/11/2021 - Present
Wells Fargo Clearing Services, LLC (CHICAGO IL)
IL
10/17/2012 - 12/28/2015
CREDIT SUISSE SECURITIES (USA) LLC (CHICAGO IL)
IL
04/23/2008 - 10/05/2012
SANFORD C. BERNSTEIN & CO., LLC (CHICAGO IL)
BOTH
Issued 05/10/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/16/2008
Series 31 - Futures Managed Funds Examination
BC
Issued 04/22/2008
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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