Unclaimed
David Cavanagh is a financial professional with over 9 years of experience in the industry. David is currently registered with Sammons Financial Network, LLC. David is Series 6, 7, 31, and 63 licensed and holds the SIE designation. David is also registered to sell securities in Illinois, Indiana, Kentucky, and Ohio. Prior to joining Sammons Financial Network, LLC, David was registered with Natixis Distribution, L.P. in Boston, Massachusetts.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
IA
03/16/2020 - Present
Sammons Financial Network, LLC (WEST DES MOINES IA)
MA
02/05/2011 - 03/04/2020
NATIXIS DISTRIBUTION, L.P. (BOSTON MA)
BC
Issued 03/16/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/13/2017
Series 31 - Futures Managed Funds Examination
BC
Issued 04/21/2011
Series 7 - General Securities Representative Examination
BC
Issued 02/04/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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