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David Joseph Cavanagh

Sammons Financial Network, LLC

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About David Joseph Cavanagh

David Cavanagh is a financial professional with over 9 years of experience in the industry. David is currently registered with Sammons Financial Network, LLC. David is Series 6, 7, 31, and 63 licensed and holds the SIE designation. David is also registered to sell securities in Illinois, Indiana, Kentucky, and Ohio. Prior to joining Sammons Financial Network, LLC, David was registered with Natixis Distribution, L.P. in Boston, Massachusetts.

Firm Information

David Cavanagh is currently registered with Sammons Financial Network, LLC. Sammons Financial Network, LLC is a Limited Liability Company formed in June 2011. The firm is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. It is also registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

155

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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David Cavanagh’s Registration & Firm History

IA

03/16/2020 - Present

Sammons Financial Network, LLC (WEST DES MOINES IA)

MA

02/05/2011 - 03/04/2020

NATIXIS DISTRIBUTION, L.P. (BOSTON MA)

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Licenses & Designations

BC

Issued 03/16/2011

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/13/2017

Series 31 - Futures Managed Funds Examination

BC

Issued 04/21/2011

Series 7 - General Securities Representative Examination

BC

Issued 02/04/2011

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for David Joseph Cavanagh.
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