Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Brown is a financial advisor with over 30 years of experience in the industry. Currently, David is registered with Raymond James & Associates, Inc. and is based in Chandler, Arizona. David has a diverse background, having worked with various firms throughout their career, including Morgan Stanley, Citigroup Global Markets Inc., and VTR Capital, Inc. David has a wide range of expertise in providing financial planning and investment services to individuals, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AZ
05/28/2013 - Present
Raymond James & Associates, Inc. (Chandler AZ)
AZ
06/01/2009 - 05/22/2013
MORGAN STANLEY (TEMPE AZ)
AZ
11/08/1993 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (TEMPE AZ)
NY
04/28/1993 - 11/04/1993
VTR CAPITAL, INC. (NEW YORK NY)
CO
05/30/1990 - 04/23/1993
R A F FINANCIAL CORPORATION (DENVER CO)
NA
05/24/1989 - 05/18/1990
B C FINANCIAL CORPORATION
NA
03/23/1989 - 05/09/1989
ADAMS SECURITIES, INC.
NA
07/27/1988 - 02/28/1989
POWER SECURITIES CORPORATION
BC
Issued 08/09/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/01/1996
Series 31 - Futures Managed Funds Examination
BC
Issued 07/16/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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