Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Joseph Benjamin is a securities professional with over a year of experience in the industry. David is currently registered with Mizuho Securities USA LLC. Previously, David was registered with CREDIT SUISSE SECURITIES (USA) LLC. David holds several licenses including Series 63, Series 86, Series 87, Series 7TO, and SIE. David is registered in all 50 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
06/26/2023 - Present
Mizuho Securities USA LLC (NEW YORK NY)
NY
07/19/2022 - 07/21/2023
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
BC
Issued 10/05/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/27/2023
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 10/25/2022
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 07/19/2022
Series 7TO - General Securities Representative Examination
BC
Issued 06/22/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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