Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Joseph Ameen is a registered representative with Wells Fargo Clearing Services, LLC. David has been in the industry since October 30, 1986, and has held previous positions with Citigroup Global Markets Inc., Prudential Securities Incorporated, PaineWebber Incorporated and Bear, Stearns & Co. Inc.. David is also registered with the following state regulators: Alabama, Arizona, California, Colorado, Connecticut, Delaware, Florida, Hawaii, Indiana, Kansas, Maine, Maryland, Massachusetts, Michigan, Minnesota, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, Oregon, Pennsylvania, Rhode Island, South Carolina, Tennessee, Vermont, Virginia, Washington and Wisconsin. David's specializations include: Financial Planning, Portfolio Management for Individuals, Portfolio Management for Businesses, Selection of Other Advisers, Pension Consulting and Investment Consulting Services to Institutional Clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MA
10/15/2024 - Present
Wells Fargo Clearing Services, LLC (BEVERLY MA)
MA
11/08/1999 - 03/19/2009
CITIGROUP GLOBAL MARKETS INC. (DANVERS MA)
NY
08/01/1994 - 11/11/1999
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NJ
04/09/1990 - 02/11/1994
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
07/27/1987 - 04/18/1990
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NA
05/14/1986 - 08/03/1987
MOSELEY SECURITIES CORPORATION
IA
Issued 02/10/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/30/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/23/1997
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/19/1986
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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