Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Arias is an investment advisor representative with Merrill Lynch, Pierce, Fenner & Smith Inc., located in New York, NY. David has been in the securities industry since 2013 and has worked for UBS Financial Services Inc., UBS Securities LLC, Deutsche Bank Securities Inc. and Fidelity Brokerage Services LLC. David holds Series 63, Series 66 and Series 7 licenses. David Arias is registered in 53 states. David has worked for Merrill Lynch, Pierce, Fenner & Smith Inc. since 2024.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
06/28/2024 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (NEW YORK NY)
NJ
03/28/2018 - 06/20/2024
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NY
03/28/2018 - 06/30/2020
UBS SECURITIES LLC (NEW YORK NY)
NY
09/30/2013 - 03/01/2017
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
FL
09/03/2012 - 09/13/2013
FIDELITY BROKERAGE SERVICES LLC (JACKSONVILLE FL)
BOTH
Issued 05/10/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/07/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/31/2012
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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