Unclaimed
David Jones ii is a registered representative with Harris Williams. David has been in the securities industry since July 8, 2014. David is registered in Virginia and the District of Columbia. David holds the Series 63, SIE and Series 79 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
VA
07/09/2014 - Present
Harris Williams (RICHMOND VA)
BC
Issued 08/06/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/09/2014
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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