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David Jones

Jefferies LLC

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About David Jones

David Jones is a securities professional with over 20 years of experience in the financial industry. David has held various positions at prominent financial institutions, including Credit Suisse Securities (USA) LLC, Commerzbank Capital Markets Corp., and ABN AMRO Incorporated. David is currently registered with Jefferies LLC. David is a Series 7, 10, 24, 57TO and SIE licensed professional.

Firm Information

David Jones is currently registered with Jefferies LLC. Jefferies LLC is a Limited Liability Company formed on March 1, 2013, operating in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. They are approved by the SEC and hold active registrations in all 53 jurisdictions.

Not reported

Assets Under Management

Not reported

Total Clients

446

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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David Jones’s Registration & Firm History

NY

08/09/2023 - Present

Jefferies LLC (NEW YORK NY)

NY

09/24/2010 - 08/11/2023

CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)

NY

03/19/2001 - 11/18/2004

COMMERZBANK CAPITAL MARKETS CORP. (NEW YORK NY)

CT

11/21/1997 - 03/13/2001

ABN AMRO INCORPORATED (STAMFORD CT)

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Licenses & Designations

BC

Issued 01/13/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 07/10/2015

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/23/2010

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for David Jones.
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