Unclaimed
David Jonathon Feigeles is a financial professional with over 30 years of experience in the industry. David is currently registered with Oppenheimer & CO. INC. and holds a variety of licenses and registrations including Series 7, 9, 10, 62, 63, 65, and 99TO. David has also worked at a number of other firms including CIBC World Markets Corp., Garban LLC, and Cantor Fitzgerald Securities. David specializes in providing investment advice and financial planning services to a variety of clients including individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
NY
11/09/2018 - Present
Oppenheimer & Co. Inc. (MELVILLE NY)
NY
03/15/2000 - 01/03/2003
CIBC WORLD MARKETS CORP. (NEW YORK NY)
NY
11/09/1998 - 09/13/1999
GARBAN LLC (NEW YORK NY)
NY
09/12/1990 - 11/05/1998
CANTOR FITZGERALD SECURITIES (NEW YORK NY)
NY
02/15/1989 - 08/27/1990
GARBAN LIMITED (NEW YORK NY)
NJ
02/15/1989 - 08/27/1990
GARBAN SECURITIES, INC. (JERSEY CITY NJ)
NA
05/23/1988 - 11/04/1988
MKI SECURITIES CORP.
IA
Issued 4/5/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/9/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 5/25/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 4/14/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 1/2/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 3/22/2000
Series 7 - General Securities Representative Examination
BC
Issued 7/31/1991
Series 62 - Corporate Securities Limited Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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