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David Jonathan Wilcox

Citizens Securities, Inc.

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About David Jonathan Wilcox

David Jonathan Wilcox is a financial advisor currently registered with Citizens Securities, Inc. David has been in the industry since 2001, and has experience with both broker-dealer and investment advisor services. David has experience working with a variety of clients including individuals, corporations and high net worth individuals.

Firm Information

David Wilcox is currently registered with Citizens Securities, Inc.. Citizens Securities, Inc. is a corporation headquartered in Johnston, Rhode Island, and was formed on September 21, 1995. The firm manages approximately $1 billion to $10 billion in assets and provides financial planning, portfolio management for individuals and selection of other advisors. They also participate in a wrap fee program. The firm has regulatory assets under management of $9.19 billion in 53,044 accounts. Citizens Securities is registered with the SEC and in all 50 states, as well as the District of Columbia and Puerto Rico.
Citizens Securities, Inc.

ONE CITIZENS BANK WAY

JOHNSTON, RI 02043

$9.19B

Assets Under Management

53,044

Total Clients

788

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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participate in wrap fee program

Participate in wrap fee program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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David Wilcox’s Registration & Firm History

NY

10/10/2024 - Present

Citizens Securities, Inc. (HAMPTON BAYS NY)

NY

08/09/2011 - 03/18/2013

PEOPLE'S SECURITIES, INC. (HAUPPAUGE NY)

NY

08/02/2010 - 08/08/2011

LINCOLN INVESTMENT (SMITHTOWN NY)

NY

04/24/2009 - 08/02/2010

GREAT AMERICAN ADVISORS, INC. (SMITHTOWN NY)

NY

02/04/2008 - 04/15/2009

AMERITAS INVESTMENT CORP. (MELVILLE NY)

NY

02/13/2001 - 01/04/2008

MUTUAL OF OMAHA INVESTOR SERVICES, INC. (HAUPPAUGE NY)

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Licenses & Designations

IA

Issued 02/22/2013

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 04/23/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/15/2011

Series 7 - General Securities Representative Examination

BC

Issued 02/12/2001

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There is public disclosure for David Jonathan Wilcox. Review regulatory record here.
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