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David Jonathan Rootes

Integrated Wealth Concepts LLC

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About David Jonathan Rootes

David Rootes is a financial advisor and owner of Laurel Wealth Advisors, a registered investment advisor firm that is part of Integrated Wealth Concepts LLC. David has been in the financial industry since 1985 and is registered as an investment advisor representative in Arizona, California, and Texas. David is also a member of the Board of Directors of RNH Inversiones, S.A. DE C.V., a real estate holdings firm in Mexico City. David provides financial planning, portfolio management, and other financial services to individuals, corporations, charitable organizations, and pension and profit-sharing plans.

Firm Information

David Rootes is currently registered with Integrated Wealth Concepts LLC. Integrated Wealth Concepts LLC is an investment advisory firm based in Waltham, Massachusetts. With over 190 licensed agents and 423 individuals working in investment advisory functions, they manage over $13.5 billion in assets for a variety of clients, including individuals, corporations, charitable organizations, and pension plans. The firm offers a range of services, including financial planning, portfolio management, and pension consulting.
Integrated Wealth Concepts LLC

200 5TH AVENUE

WALTHAM, MA 02451

$13.50B

Assets Under Management

6

Total Clients

333

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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David Rootes’s Registration & Firm History

AZ

02/03/2023 - Present

Integrated Wealth Concepts LLC (PHOENIX AZ)

NA

07/23/1985 - 02/14/1989

BARABAN SECURITIES, INC.

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Licenses & Designations

IA

Issued 09/14/2012

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 07/20/1985

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for David Jonathan Rootes.
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