Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Moreland is a financial advisor currently working at Stifel, Nicolaus & Company, Inc. David has been a part of the financial services industry since 1998 and has a proven track record. David is registered in multiple states and holds various licenses, including Series 7, 31, 63 and 65. Prior to joining Stifel, Nicolaus & Company, Inc., David worked at UBS Financial Services Inc and Morgan Stanley. David's areas of expertise include portfolio management for individuals and businesses, financial planning, pension consulting, selection of other advisors, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
09/13/2021 - Present
Stifel, Nicolaus & Company, Inc. (FORT MYERS FL)
FL
12/04/2008 - 09/22/2021
UBS FINANCIAL SERVICES INC. (FORT MYERS FL)
FL
04/02/2007 - 12/05/2008
MORGAN STANLEY & CO. INCORPORATED (FT. MYERS FL)
FL
09/21/1998 - 04/02/2007
MORGAN STANLEY DW INC. (FT. MYERS FL)
IA
Issued 04/15/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/09/1998
Series 31 - Futures Managed Funds Examination
BC
Issued 09/17/1998
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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