Unclaimed
David Marshall is a registered representative with Nylife Securities LLC. David is licensed in New York, New Jersey, and Ohio. David has been in the securities industry since November 8, 2012. David is a Series 6 and Series 63 licensed advisor, and holds the Securities Industry Essentials (SIE) designation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
11/08/2012 - Present
Nylife Securities LLC (DEWITT NY)
BC
Issued 02/13/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/07/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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