Unclaimed
David Lean is a financial professional with over 24 years of experience in the financial services industry. David has held various positions at several firms, including Variant Trading Institutional Group, Inc., Avalon Research Group, Inc., and J. Byrne & Co., Inc. David is currently registered with Noble Capital Markets, Inc. and holds multiple securities licenses, including Series 7, 24, 55, 63 and 65, as well as the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
09/02/2017 - Present
Noble Capital Markets, Inc. (BOCA RATON FL)
FL
10/06/2005 - 09/25/2017
VARIANT TRADING INSTITUTIONAL GROUP, INC. (BOCA RATON FL)
FL
02/07/2005 - 10/05/2005
AVALON RESEARCH GROUP, INC. (BOCA RATON FL)
FL
09/01/2000 - 02/22/2005
J. BYRNE & CO., INC. (ATLANTIS FL)
NY
10/01/1998 - 08/16/2000
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 10/23/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/09/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/23/2003
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/17/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 09/30/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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