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David Jonathan Lean

Noble Capital Markets, Inc.

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About David Jonathan Lean

David Lean is a financial professional with over 24 years of experience in the financial services industry. David has held various positions at several firms, including Variant Trading Institutional Group, Inc., Avalon Research Group, Inc., and J. Byrne & Co., Inc. David is currently registered with Noble Capital Markets, Inc. and holds multiple securities licenses, including Series 7, 24, 55, 63 and 65, as well as the SIE exam.

Firm Information

David Lean is currently registered with Noble Capital Markets, Inc.. Noble Capital Markets, Inc. is a corporation formed on September 21, 1984. The firm is approved and registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

27

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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David Lean’s Registration & Firm History

FL

09/02/2017 - Present

Noble Capital Markets, Inc. (BOCA RATON FL)

FL

10/06/2005 - 09/25/2017

VARIANT TRADING INSTITUTIONAL GROUP, INC. (BOCA RATON FL)

FL

02/07/2005 - 10/05/2005

AVALON RESEARCH GROUP, INC. (BOCA RATON FL)

FL

09/01/2000 - 02/22/2005

J. BYRNE & CO., INC. (ATLANTIS FL)

NY

10/01/1998 - 08/16/2000

PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)

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Licenses & Designations

IA

Issued 10/23/1998

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/09/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/23/2003

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/17/2000

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 09/30/1998

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for David Jonathan Lean.
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