Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Ghio is a financial professional with over 30 years of experience in the industry. David is currently registered with National Financial Services LLC and Fidelity Brokerage Services LLC. David has held previous positions with Commonwealth Equity Services, Inc. and Fidelity Distributors Corporation. David is a Series 7, 9, 10, 55, 63, and SIE licensed professional. David is registered in all 50 states plus the District of Columbia, Puerto Rico, and the Virgin Islands.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MA
11/03/1998 - Present
National Financial Services LLC (BOSTON MA)
MA
04/27/1993 - 07/03/1996
COMMONWEALTH EQUITY SERVICES, INC. (WALTHAM MA)
RI
12/22/1989 - 04/30/1993
FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)
RI
01/19/1988 - 05/18/1990
FIDELITY DISTRIBUTORS CORPORATION (SMITHFIELD RI)
BC
Issued 12/30/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/04/1997
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 02/05/1997
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/19/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 01/16/1988
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MEMX LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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