Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Redling is a financial professional with over 15 years of experience in the industry. David is currently registered with BTIG, LLC and is licensed in 9 states. David has held previous roles at Cowen and Company, Deutsche Bank Securities Inc., RBC Capital Markets, LLC, ICAP Corporates LLC, GFI Securities LLC, Phoenix Derivatives Group, LLC, First Brokers Securities LLC, Advanced Equities Services Corp., and Van Der Moolen Specialists USA, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NJ
02/20/2024 - Present
Btig, LLC (RED BANK NJ)
NY
08/15/2019 - 08/10/2020
COWEN AND COMPANY (NEW YORK NY)
NY
06/29/2017 - 08/16/2019
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NY
08/08/2016 - 06/06/2017
RBC CAPITAL MARKETS, LLC (NEW YORK NY)
NY
10/29/2014 - 08/11/2016
ICAP CORPORATES LLC (NEW YORK NY)
NY
04/02/2012 - 06/16/2014
GFI SECURITIES LLC (NEW YORK NY)
NY
12/01/2008 - 03/14/2012
PHOENIX DERIVATIVES GROUP, LLC (NEW YORK NY)
NJ
11/06/2008 - 11/07/2008
FIRST BROKERS SECURITIES LLC (JERSEY CITY NJ)
NY
03/29/2005 - 09/02/2008
ADVANCED EQUITIES SERVICES CORP. (NEW YORK NY)
NY
04/26/2004 - 03/29/2005
VAN DER MOOLEN SPECIALISTS USA, LLC (NEW YORK NY)
BC
Issued 02/26/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/05/2023
Series 7TO - General Securities Representative Examination
BC
Issued 12/05/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/20/2012
Series 3 - National Commodity Futures Examination
BC
Issued 12/09/2008
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 05/21/2008
Series 7 - General Securities Representative Examination
BC
Issued 03/03/2005
Series 21 - NYSE Front Line Specialist Clerk
BC
Issued 09/02/2004
Series 25 - NYSE Trading Assistant Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MEMX LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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