Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Jon Mauro is a financial advisor at Mariner Independent. David has been in the industry since 1987, serving clients in the Bellingham, WA area. David is also registered with the State of Washington as an Investment Advisor Representative. David holds a Series 7, Series 9, Series 10, Series 63, Series 65 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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WA
04/22/2022 - Present
Mariner Independent (Bellingham WA)
WA
04/22/2022 - 10/31/2023
PURSHE KAPLAN STERLING INVESTMENTS (Bellingham WA)
WA
10/31/2008 - 05/03/2022
UBS FINANCIAL SERVICES INC. (BELLINGHAM WA)
WA
09/14/1987 - 11/04/2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (BELLINGHAM WA)
IA
Issued 01/26/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/03/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/12/1996
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/18/1987
Series 7 - General Securities Representative Examination
Active
Inactive
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