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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Jon Chwalek is a financial advisor with over 28 years of experience in the industry. David is currently registered with LPL Financial LLC in Massachusetts, Minnesota and Texas. Previously, David was registered with VOYA FINANCIAL ADVISORS, INC. David specializes in financial planning, portfolio management, and pension consulting. David is also a registered representative and investment advisor representative. David holds Series 6, 7, 26 and 63 securities licenses and a Series 65 investment advisor license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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MA
05/01/2021 - Present
LPL Financial LLC (DANVERS MA)
MA
10/30/2015 - 05/03/2021
VOYA FINANCIAL ADVISORS, INC. (CONCORD MA)
MA
01/03/2001 - 11/10/2015
INVESTORS CAPITAL CORP. (CONCORD MA)
MA
10/10/1997 - 12/18/2000
ADVISORY GROUP EQUITY SERVICES LTD. (READING MA)
NJ
07/10/1991 - 10/31/1995
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
07/10/1991 - 12/10/1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
IA
Issued 08/29/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/14/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/29/1994
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/16/2004
Series 7 - General Securities Representative Examination
BC
Issued 07/09/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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