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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Jon Cassidy is an active registered representative with Ameriprise Financial Services, LLC. David has been in the securities industry since 2009 and has experience in both brokerage and investment advisory services. David is currently registered in South Carolina and Texas. David has a Series 66 license, which allows him to provide investment advice in both securities and investment advisory matters, as well as a Series 7 license, which allows him to trade securities for clients. David is registered with the Securities and Exchange Commission and the Financial Industry Regulatory Authority. In addition to his licenses, David is also registered as an investment advisor representative in South Carolina and Texas. David is a graduate of the University of South Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
SC
10/18/2024 - Present
Ameriprise Financial Services, LLC (Conway SC)
BOTH
Issued 05/14/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/04/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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