Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Berg is a financial advisor with Raymond James Financial Services Advisors, Inc. David has been in the financial services industry since 2009 and holds multiple securities licenses, including Series 7, 6, 63 and 66. David has a strong background in providing investment advice to individuals and families. David is also experienced in providing financial planning services, including retirement planning, college savings planning and estate planning. David's focus is on helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
ND
09/23/2024 - Present
Raymond James Financial Services Advisors, Inc. (CASSELTON ND)
ND
09/01/2015 - 12/04/2019
AMERIPRISE FINANCIAL SERVICES, INC. (FARGO ND)
ND
06/29/2012 - 09/01/2015
INVESTMENT CENTERS OF AMERICA, INC. (FARGO ND)
ND
03/10/2009 - 07/05/2012
NYLIFE SECURITIES LLC (FARGO ND)
BOTH
Issued 02/26/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/02/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/27/2024
Series 7TO - General Securities Representative Examination
BC
Issued 07/12/2024
SIE - Securities Industry Essentials Examination
BC
Issued 11/19/2012
Series 7 - General Securities Representative Examination
BC
Issued 03/09/2009
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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