Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Baer is a financial advisor with LPL Financial LLC, a large brokerage firm, based in Broomfield, Colorado. David has been in the financial services industry since 1987 and has experience with Wells Fargo Clearing Services, LLC, Wells Fargo Investments, LLC, Morgan Stanley DW Inc., and UBS PaineWebber Inc. David holds several securities licenses including Series 3, 7, and 66 and has a strong background in both brokerage and investment advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CO
06/04/2018 - Present
LPL Financial LLC (BROOMFIELD CO)
CO
01/03/2011 - 06/05/2018
WELLS FARGO CLEARING SERVICES, LLC (ARVADA CO)
CO
09/17/2001 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (ARVADA CO)
NY
04/16/2001 - 09/06/2001
MORGAN STANLEY DW INC. (PURCHASE NY)
NJ
05/28/1993 - 05/09/2001
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
NY
12/26/1986 - 06/11/1993
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 10/17/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/23/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/03/1991
Series 3 - National Commodity Futures Examination
BC
Issued 12/20/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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