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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Grookett is an investment advisor representative with Cetera Investment Advisers LLC. David has been in the securities industry since June 16, 1983. David is registered with FINRA and is also registered with the state of South Carolina and Texas. David holds the following licenses: Series 6, Series 7, Series 24, Series 63, and Series 65. David has also earned the Chartered Financial Consultant designation. Cetera Investment Advisers LLC has approximately $104 billion in assets under management and serves individuals, corporations, pension and profit sharing plans, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
SC
06/29/2023 - Present
Cetera Investment Advisers LLC (COLUMBIA SC)
SC
10/01/1995 - 06/09/2021
VOYA FINANCIAL ADVISORS, INC. (COLUMBIA SC)
WA
06/17/1983 - 10/01/1995
RELIASTAR FINANCIAL MARKETING CORP. (SEATTLE WA)
IA
Issued 3/6/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 8/9/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 9/12/2003
Series 24 - General Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 3/14/2003
Series 7 - General Securities Representative Examination
BC
Issued 6/16/1983
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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